Senior Compliance Officer,

DB/ Vacancy- 048/20

Job Summery

• The Senior Officer, Compliance is responsible for following up the Bank’s functions in full compliance with all banking laws, regulations, internal policies & procedures; identifying any exceptions or violations and reporting same with recommendation to his/her supervisors; ensuring risk taking remains to be within the domain of the stipulated regulatory requirement as per the approved policies, procedures and guidelines.

Academic & Professional Qualification

• Bachelor’s Degree in Law preferable, Risk Management, Economics, Accounting, Finance, or Banking from a reputable University.

• Professional certification in Risk Management; Financial Risk Management (FRM), RCP Level 3, Chartered Risk Analyst (CRA) or Governance Risk and Compliance Management (GRCM) is an added advantage.

Experience

• At least five (5) years’ relevant experience.

Required Technical Competency 

• Knowledge of various types of compliance risks.

• Clear understanding of economics, bank risks and relevant emerging issues in risk management.

• Knowledge of policies, regulations and directives related to Financial Sector.

• Risk management skills including risk assessment, evaluation, quantification, mitigation and reporting skills.

Required Behavioral Competencies

• Interpersonal and cross-cultural skills, including ability to build collaborative relationships with sensitivity to diversity/inclusion.

• Creativity and innovation skills.

• Action oriented.

• Quality focus and attention to detail.

• Professionalism and integrity in line with Dashen Bank values.

• Good oral and written communication skills.

• Critical and analytical thinking and problem solving skills.

• Personal motivation and drive exhibited through commitment to hard work, continuous improvement and achievement of goals.

• Good customer relationship management skills (internal and external customers).Risk awareness and focus - demonstrates understanding of risk management practices, standards and regulatory requirements.